lunes, 7 de mayo de 2012

Is the enlargement the EU's only effective foreign policy instrument?


The European Union's enlargement process is the one where the Union accepts a new country as a member. In this procedure the Union extends its institutions, legal frame, policies, rules, economic legislation, and even the currency; towards the country.

This process is a complex one, as it represents the a reduction of the national sovereignty in areas, in favour of the European Union. And also it means a change for national, economic, defense and foreign policy. As the country belongs to an International Organization, or more appropriately, to a supranational organization, with its owns policies for these areas.

This enlargement process is not immediate. The five enlargement waves carried by the European Union have taken different number of years depending, mainly, on the advanced stage of the legislation implementation, and harmonization, and the process of reducing the level of economic differences of the applicants and member states. In some cases, like Finland, it took 2 years and 9 months (because this country had previously implemented the European Union directives regarding trading in order to be able to have an intense economic relation with the EU members). But in other cases like Portugal, it took 8 years and 9 months. (Miles, 1995:25)

The enlargement process has demonstrated to be a really effective instrument in foreign policy. The reasons of this effectiveness can be find in the fact that the EU is the most powerful economic block in the World, and gaining access to this singles market, with no trading barriers, is always profitable. Also, the EU membership represents a strong boost to the economy and social improvements, and a strengthened negotiations capacities for the member in the international arena. It is true the fact that, this accession to a single market, without barriers can damage the competitiveness of the national industry, if the applicant country is less developed in economic terms than the EU members, but the EU has tools to like the cohesion funds policy that tries to help the SMEs (Small and Medium Enterprises) to develop. This policy cohesion is oriented to the economy but also to the social field. The aim of the policy cohesion is to put a the EU's average all the regions and countries of the Union.

The EU has used this previously mentioned advantages to performance a normative power. This means allowing countries to gain access to the EU's membership as long as they implement the necessary legal reforms to be a democratic country, improver economic aspects, reform the economy to gain competitiveness, liberalize the economy (reducing the public enterprises), liberalizing public services (like the energy) if they are under government's control. In few words, the EU, using the tool of the enlargement, is spreading to its neighborhood the liberal-democratic model of governance, and the applicant's memberships is conditioned to their success in the application of all these changes. But, there are also political interests that makes each enlargement process different:

The first enlargement occurred with the membership of United Kingdom, Denmark and Ireland the first of January 1973. The United Kingdom saw the EEC (European Economic Community) as an important market for the British exports, and also a way to keep its influence in the European affairs. Denmark and Ireland joined to the community because of their intense economic links with the United Kingdom. For the EEC this first accession helped to revitalize the alliance due to the integration of a big economy and influential partner. This first expansion did not suppose a big challenge as the incoming countries were mainly at the same economic level as the members, and their political systems were also liberal-democracies.

The 80s expansion were a big challenge as it saw Greece, Spain and Portugal gain their EU membership. These countries were at a disadvantage in terms of economy (poor industrial competitiveness, lower Gross Domestic Product, higher inflation, etc.) and in social development. Together the previously mentioned problems, these countries were facing politic transitions from authoritarian regimes to liberal-democratic systems. The reasons why this enlargement was done can be found in a brilliant way in the next quotation of Lee Miles in the book Enlargement of the European Union ‘the EU Commission in its January 1976 Opinion actually advised against accession of Greece on economic grounds, but was overruled by the EU Council. Their accessions [of Greece, Spain and Portugal] were accepted for political reasons and in spite of economic reservations. The Union viewed the support of their fledgling democracies through EU membership as more important.’ With this, the EU was using the enlargement as a foreign policy tool to support and boost countries in transition by letting them accede to the Union in exchange of multiple programs to reform almost all the policies of the country. Greece (first of January 1981) and Spain and Portugal (first of January 1986). (Kaiser et al., 2004)

This accession meant the big start of the social policies, as the three countries increased the social disparities inside the European Union. The social policies were materialized with the Economic and Social Cohesion and Structural Funds, all included inside the Treaty of the European Union. (Miles, 1995: 10) This enlargement process set the bases for future processes where the incoming states were at a lower economic and social level.

The third enlargement was a consequence of the end of the Cold War. Without this conflict Sweden, Finland and Austria did not have to remain neutral towards the conflict that involved the two superpowers. Therefore they saw an opportunity to join to the Single European Market, after harmonizing the European directives and adapting the industrial sector, for example reducing and adapting the size of the Swedish defence industry, to the EU's requirements. This enlargement was not a big problem for the EU as it saw the accession of countries with living standards equal or higher to the EU's average but small in population terms. Sweden, Finland and Austria gained their EU membership the first of January of 1995.

We cannot avoid to mention the reunification of Germany in 1990 that is related to this period, and supposed the accession to the EU for another “new state”.

The fourth enlargement wave was the most important as in one year the population of the EU grew by 29%, the area by 34% and the Gross Domestic Product by 9% (Schimmelfennig, 2003: 56). This enlargement was also politically significant because it saw the accession of Eastern countries that, more less 15 years ago belonged to the Warsaw Pact and were governed under a communist regime. The countries acceded in this wave were: Malta, Cyprus, Slovenia, Slovakia, Czech Republic, Hungary, Poland, Lithuania, Latvia and Estonia. All the first of January 2004. Not all the member states were interested in the same way to allow this enlargement. On one side the United Kingdom was more interested supporting the Turkish membership. Also the UK is more interested in the enlargement rather than in the integration (in other words, expanding the single market rather than giving more parcels of sovereignty to Brussels). But on the other side Germany was keen to accept the entrance of Central Europe into the European Union. In fact Germany enjoyed 25% of the benefits the new comers created, on the contrary Italy, Portugal, Spain and Greece were the most affected as their factories had to compete with cheaper labour force. (Schimmelfennig, 2003: 57) (Hughes et al., 2001:19). But Germany is more keen to accept the enlargement of the EU only if this represents a further integration process. This is because the enlargement process always has an impact inside Germany because of the freedom of goods and persons of the EU. (Hughes et al., 2001: 14)

The fifth enlargement wave occurred in the first of January 2007 with Romania and Bulgaria, expanding the borders of the European Union to the Black Sea. This expansion is similar to the previous one as it represents the union of two members in a situation of lower GDP and social level than the EU's average, and also a necessity to reform the state, as it comes from an authoritarian past.

As we can see, the enlargement represents an important tool to make foreign policy. In addition to the waves of enlargement seen before (that represents the culmination of this foreign policy) there are other actions related to this instrument that we are going to see some lines ahead, and that have had a great impact provoking changes in third countries. The effectiveness of this is related to the fact that is performed with one voice (this is, the European Union bodies interacting with the candidate country). One region targeted by the European Union as a key part of its policies is the region of the Balkans, which were a source of problems and instability inside the European continent. Even with a war with criminals against the Human Rights. And, after the European Union mediation and its setting of conditions (political reforms, respect of the minorities and equal rights, arrest of war criminals, economic reforms, etc.), the region reached a sustainable level of economic growth and social improvements that made possible an adhesion to the EU in foreseeable future. All these preconditions were set by the European Union as a previous phase to the accession to the Union and the single market. Some countries have introduced all the necessary reforms and have achieved all the objectives set by the EU, like Croatia, which solved all the territorial disputes with its neighbours (one of them Slovenia, country which could have vetoed its membership); it has also reached economic and institutional stability, adopted the European directives and harmonization of the law, and one of the most important things in this region, it has turned all the war criminals to the International Court of The Hague. (Traynor, 2011)

With the enlargement process it is also interesting how the countries upload their own political interest to be performed by the EU. Like the United Kingdom with Turkey. At this moment, the UK is one of the main supporters for the adhesion of this country (Hughes et al. 2001:12). The reasons are mainly because the UK is more interested, as mentioned before, in the extension of the EU and its Single European Market, and Turkey represents a dynamic market with a numerous population. But it is also because Turkey and the UK share the same points of view in many foreign affairs like the conflicts in the Middle East. The same happens with Sweden, more interested spreading the European Union influence in the Baltic region, this country was one of the major defenders on the enlargement of this territories, because of cultural and economic tights.

Related to the enlargement there is another foreign policy tool of the European Union. This is call the normative power. One of the “goods” the EU exports are norms, primarily to its neighbours. The EU does this mainly by trade treaties or with humanitarian aid. The European Union has different treaties with its neighbours, some are about trade, and depending on the country the EU will ask, in exchange of allowing the entrance of some type of products to the single market, the implementation of a reform. The same modus operandi with the humanitarian aid. The EU usually does this actions in the Mediterranean Basin (Elgström et al. 2006: 136) and the East of Europe. The reason why the EU does this is because it feels that, as it is in a position of power to impose its views, it has the moral obligation to help the citizens of other countries to bring them the benefits of living in a democratic and liberal state. So, it can be said that the EU is “exporting” the democratic and liberal order to other countries. This action is called the “soft power”, instead of the “hard-power” of the US. (Schimmelfenning 2003: Chapter 4)

Another foreign policy instrument at European Union's disposal is the trade. As mentioned at the beginning of this essay, the European Union is the biggest trade block in the world. And it is represented, and this is an exception for the Union, with one voice in the World Trade Organization in Geneva (Elgström et al., 2006:189). The EU holds the seat in the organization representing all the member states position with a common one. Through the trade the EU also performs its foreign policy, blocking it with some countries because a decision of the EU presidents (like with Iran and Syrian in recent times). Also using the trade as a consequence of interior policies, like the Common Agricultural Policy and the unequal treaties with the Third World, where the European Union sign with Third World countries trade agreements of free trade for European goods, but, the main products of these countries (agricultural ones) are locked in the EU's market because of the CAP policies to protect the primary sector in Europe. The only goods allowed are the ones that cannot be produced in Europe because of the weather. This protectionist attitudes at the same time as it is trying to open free trade zones with third countries are seen as neocolonialist and have received many critics inside and outside the European Union borders.

The European Union has different ways of negotiation of trade treaties. Its primary objective is to negotiate trading treaties with the regional economic organizations like ASEAN or Mercosur and trying to get free trading zones.(Gualdoni et al. 2010) With this bodies the agreements are usually even, but with single countries the European Union usually uses its economic power to impose its conditions, this is why sometimes it is criticized .

But this is not the only European Union's foreign policy instrument. The EU, since the Lisbon Treaty was accepted enjoys a proto-diplomacy service called the European External Action Service, created under the umbrella of the High Representative, with embassies spread all around the world (as it uses the national embassies of the EU member states, although in some countries, usually regional key countries, it has its own embassy). But there are some problems with this External Action Service. Firstly it has budget problems, as it does not have an entry, so it has to be financed by the Commission. Also its size is too small to fulfill all the objectives (a diplomatic service as big as the Netherlands' one). Among the operative problems as it does not have a clear duty to do because there is not a clear foreign policy position among the member states, so the EU is unable to speak with one voice. This is because the member states does not want to give up with the foreign policy and because the member states have different interest because of their History. Some were imperial powers like Spain, Portugal, France and United Kingdom; others belonged to the Warsaw Pact like Romania and Hungary; others were neutrals like Sweden, Finland and Austria; and others are micro states like Malta. One consequence of this is that these countries are more focus in one region of the globe than the others, for example Spain is more interested in the Hispanic America affairs rather than in the Oceania affairs. These makes so difficult to merge the common foreign policy in one single opinion to be defended in the international organizations. But, it is hoped that, with the further merge of these countries in economic terms and a bigger budget to be able to give a faster answer, finally the European Union will be able to merge all the opinions into a single one.

To continue with the foreign policy and the idea of the single voice. Nowadays the European Union is represented, through its member states in the main international organizations, and, in some, the European Union is also presented as an observer. In the Security Council the European Union is represented by France and Great Britain, and sometimes by the non-permanent members. In the United Nations General Assembly the European Union is represented by its 27 members and also by a European Union observer with the right to speak and submit amendments. It is also a member of the FAO (Food and Agriculture Organization) and also represented by the member states. And, to mention another relevant organization, in the WHO (World Health Organization) the European Union participates as an observer. But, as said before, because of the absence of one voice (nowadays there is the High Representative, the President of the European Council, the President of the European Commission and the national Governments) and the weakness of the materials given to the External Action Service, the European diplomacy currently cannot be performed in a proper way.

To summarize all the ideas mentioned below, we can affirm that the most effective foreign policy of the European Union is the enlargement tool. Although the foreign policy throughout the trade it is also effective but it is seen as a neocolonialist attitude and have received many critics. Also the European External Action Service might work in the future with further funding and a clearer role. Another problem for this Service is that the member countries are not committed with the idea of giving up with the foreign policy sovereignty because they are afraid that their country interests are going to be underrepresented. Due to the operative difficulties, unclear role and absence of one voice the European diplomacy is problematic to be done by this body. Therefore, the only way the European Union has succeed performing foreign policy and where more milestones have been achieved is by using the enlargement of the Single European Market and the of the European Union. The exit can be seen in a continent that have enjoyed a large quantity of years of peace, economic dynamism, social progress, political stability and free movement of persons and goods. (Jeffery, 2002) And each decade going further from the core of the founder countries.

Biography:

1- Traynor, Ian; 2011, Goran Hadzic capture a milestone for Yugoslav war crimes tribunal, The Guardian, 20th of July. Available at:

2- Hughes. Lippert and Grabbe and Becker, British and German interests in EU Enlargement, 2001.

3- Schimmelfennig, Frank, The EU, NATO and the Integration of Europe, 2003.

4- Tonra, Ben and Christiansen, Thomas, Rethinking European Union foreign policy, 2004.

5- Elgström, Ole and Smith, Michael, The European Union's Roles in International Politics, 2006.

6- Kaiser, Wolfram and Elvert, Jürgen, European Union Enlargement, a comparative history, 2005. Chapters 4, 5 and 6)

7- Gualdoni, F. González, M. and Calderón, V., 2010, La UE y Mercosur se apresuran para cerrar un pacto de libre comercio este año. El País, 17th of May. Available at:

8- Miles, Lee, Enlargement of the European Union, 1995

9- Jeffery, Simon, 2002, EU Enlargement,. The Guardian, 12th of December. Available at:

10- Tatham, Allan F., Enlargement of the European Union, 2009. Chapters 2, 3, 5.



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